Web22 jan. 2024 · The CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory on December 4, 2024 to provide further guidance regarding the … Web1 dag geleden · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management …
Commodity Futures Trading Commission CFTC
Web10 mrt. 2011 · 2. Newly-Proposed Regulations. To supplement the previously proposed regulations implementing Core Principle F, the Commission is proposing a new § 39.15 (d) to require a DCO to facilitate the prompt transfer of customer positions from one clearing member of the DCO to another clearing member of the DCO. Web13 jul. 2024 · The CFTC affects the futures trading business in multiple ways. As a regulator, it ensures that the market is a level playing field for all the participants. It ensures enough … dictionary anonymous
CFTC Proposes Rules to Simplify Process for Foreign Clearing ...
WebAny entity seeking to register as a derivatives clearing organization shall submit to the Commission a completed Form DCO, which shall include a cover sheet, all applicable … Web5 feb. 2024 · Introduction. Toward the end of 2024, the Commodity Futures Trading Commission (CFTC) proposed significant revisions to the framework governing swap trading through swap execution facilities (SEFs) and designated contract markets (DCMs). [1] Many of these amendments are in line with recommendations contained in CFTC Chairman J. … Web12 okt. 2024 · The CFTC also found that the DCO did not have in place supervisory procedures to ensure that the DCO's list of futures customer funds accounts conformed … dictionary answer